SUB-COMMITTEE ON THE STATUS OF PERSONS WITH DISABILITIES OF THE
STANDING COMMITTEE ON HUMAN RESOURCES DEVELOPMENT AND THE STATUS OF
PERSONS WITH DISABILITIES
SOUS-COMITÉ SUR LA CONDITION DES PERSONNES HANDICAPÉES DU COMITÉ
PERMANENT DES RESSOURCES HUMAINES ET DE LA CONDITION DES PERSONNES
HANDICAPÉES
EVIDENCE
[Recorded by Electronic Apparatus]
Tuesday, June 8, 1999
• 1538
[English]
The Chair (Ms. Carolyn Bennett (St. Paul's,
Lib.)): I call the meeting to order.
We welcome, from the Office of the Commissioner of
Review Tribunals, the commissioner, Peter Smith;
Margaret McGrath, the deputy commissioner; Tina Head,
the senior counsel; and Chantal Favreau, counsel.
Welcome.
Mr. Peter Smith (Commissioner, Office of the
Commissioner of Review Tribunals, Canada Pension
Plan/Old Age Security): We will proceed with the
opening statement, Madam Chair.
The Chair: That would be great.
Mr. Peter Smith: It's about 12 minutes long, but
as a former university lecturer I was trained to talk
in 40-minute periods, so you may want to be vigilant
and tell me to cool it at the appropriate time.
I am happy to be here with my three colleagues. Mrs.
McGrath has been with the OCRT since its inception in
1991 and has been reappointed twice, I think it's fair
to say. Ms. Head has been our senior counsel,
[Translation]
Our senior counsel,
[English]
for about three years. She performs really general
counsel duties and a number of other related duties in
the policy analysis and related areas, as well as those
you would assume would be performed by a senior
counsel. Madam Favreau is our avocat, our
lawyer, working directly with Tina.
Chantal plays an enormous role—all of my colleagues
play enormous roles—with us in the area of the review,
vetting, and doing what you might call quality review of
the decisions of our tribunals across the country.
• 1540
Honourable members may not know that today we are
making a bit of history, as this is our first
appearance before a committee since our creation in
December 1991. So we should mark that just very
quickly and briefly.
I'm certain honourable members are aware that our
having not appeared before a standing or subcommittee
of the House in the past does not indicate a lack of
interest in the work of review tribunals by members of
Parliament. We're fully aware that CPP disability
appeals are currently a very important source of
dossiers and constituency casework. Many MPs' staff
assist constituents in preparing appeals, and some
assistants appear as appellant representatives at our
hearings.
The Office of the Commissioner of Review Tribunals,
OCRT/BCTR—I'll try not to use too many more acronyms
after that—is an independent, quasi-judicial tribunal.
We are the second of three levels of appeal under the
Canada Pension Plan and the final level of appeal
under the Old Age Security Act.
The Ottawa-based office is comprised of a full-time
commissioner and a deputy—Ms. McGraw and myself—a
staff of about 84 located in the National Capital
Region, and 300 part-time panel members across the
country. Neither the commissioner nor the Ottawa staff
has the authority under the CPP legislation to hear or
decide appeals. This responsibility is given to review
tribunals composed of three persons chosen by the
commissioner from a panel of 300. The act requires
that every tribunal be chaired by a lawyer, and in
disability cases one of the members must be a medical
doctor or a qualified health professional.
When we were established, the expectation
was that there would be about 1,800 appeals per year.
That number was exceeded in the first full year of
operations, the fiscal year 1992-93, and it has
increased exponentially every year thereafter until
last year. In 1997-98 we received 10,977 appeals, an
increase of 441% since our first year of operations.
As you might imagine, this has created a number of
administrative challenges, which have been identified
in the annual reports provided to honourable members
and the staff of your subcommittee. Last fiscal year
we set a record for total hearings of 9,607. We expect
this year to exceed this total by the end of the fiscal
year, averaging 900 hearings a month, for total
hearings held of 10,800.
[Translation]
But such numbers do not tell the whole story. Most important
above all is the human dimension. Like the honorable members who
deal daily with these people in their constituencies, we at the
OCRT are aware that each of these appeals represents a person with
a significant health concerns who is also likely to be experiencing
personal and financial hardship, most often of a severe nature.
[English]
We know it is still difficult in our communities for a
person with disabilities to identify and obtain access
to the income, health, and social supports appropriate
to their circumstances. Under the current system at
CPP, in most cases it's not until the review tribunal
level of appeal that a person who has applied for
disability benefits has an opportunity to meet
face to face with a decision-maker and tell their
story. By this point in their lives, as some of you
know, and we know rather well, some appellants are
angry, frustrated, and exhausted. Understandably, this
can be part of the dynamic of the review tribunal
hearing.
• 1545
Knowing these general circumstances, our challenge is
to provide a hearing that is informal, fair, and
compassionate and to make decisions consistent with
the evidence and the legislative criteria for
disability benefits. It's not an easy task that is
faced by our panel members.
In the remainder of this short statement, I'll try to
provide an executive summary of some facts and issues
relevant to review tribunals and the OCRT's role as the
second level of appeal. I'll list these relatively
quickly and give our perspective on each, without going
into detail on the rationale for our perspective. I
hope this will be productive, as it will lend itself to
questions and answers closer to the needs and concerns
of members of the subcommittee.
I'll then close with a bit of data, which you have a
handout on, that summarizes our operations and
indicates our performance, I hope, in some small way as
an organization.
First, we are an independent administrative tribunal
mandated by section 82 of the Canada Pension Plan Act.
We are thus substantially different from, for example,
a program developed and delivered by a government
department, in that a ministry does not answer for us
to Parliament, in conformity with the doctrine of
ministerial accountability.
Indeed, our tribunals are called upon to adjudicate
decisions taken by those responsible for a program of
HRDC, the income security programs branch. There is an
administrative line from the commissioner to the
minister of HRDC, but this does not mean the minister
answers to Parliament for us in any way similar to his
or her reporting, for example, on that program and
branch of the department. The minister, in fact, plays
no role at all in our day-to-day operations, unlike a
program of the department and the minister's role in
respect of programs of the department.
There is some confusion in this area—may I just say
as an aside—because of the language that has built up
in the administration of the Canada Pension Plan and
the appeal system, where, for example, the official from
income security programs branch, who is called the
minister's representative, attends the tribunal. I can
understand how some appellants would think the minister
himself or herself was actually directly involved. Of
course, people are acting under delegated legislation
of the minister.
So there's possibly an occasional communication
difficulty posed here. The impression is left that
possibly, in the current instance, Mr. Pettigrew is
actually making decisions. In fact, I'm told he does
not see any specific case references in correspondence
or the daily flow.
[Translation]
Second, in their primary role of rendering decisions, our
panels are as independent of us in the Office of the Commissioner
as we are of the ISP Branch of the department. Each panel on each
appeal has its own independence, and the OCRT cannot overturn their
decisions.
[English]
Third, the commissioner does have the primary duty,
by statute, of commissioning, composing, or creating each
panel and ensuring the appellant and other parties to
the appeal are informed of and prepared for the
hearing.
We are thus the manager of the second level of the
appeal process, with responsibilities that extend to
training and in-service professional development of
tribunal members. But as honourable members I'm
certain know, the office of the commissioner does not
appoint panel members. That is the responsibility of
the governor in council.
Fourth, and in partial response to the question
posed at your subcommittee's meeting of March 4, the
commissioner does not have statutory powers to
discipline panel members or otherwise to call them to a
formal accounting for their actions and behaviour
during hearings. Discipline of federal appointees is
entrusted primarily to the governor in council, where
it is customary to proceed on a case-by-case basis, with
advice often tendered by the privy council office, the
ethics counsellor, or others in the federal system.
Sixth, and also partly in response to the comments by
Miss Grey at the March 4 meeting of this subcommittee
to the effect that aggressive questioning by our
tribunal members was reported to her as reducing some
appellants to tears, I am obliged, by the facts I have,
to report to you that we have heard this complaint very
infrequently.
• 1550
In terms of formal complaints, only about 30 are
received each year by us, and most have not dealt with
this matter of the style, tone, or approach of
questioning. Most of them actually deal with the substance of the
tribunal's denial decisions, as you might imagine,
and where the appellant is not pleased, to say the least,
in many cases.
On the other hand, several advocacy organizations and
a group of Toronto community legal aid clinic lawyers
have recently expressed concern to us about questions
asked by panel members in some of our hearings. This
feedback, together with the comments of the members of
this committee, have led us to conclude that problems of
perception and possibly of practice have arisen from a
very small number of our hearings, and this is very
troubling to us.
Consequently, and my seventh summary point here, Mrs.
McGrath and I, on April 19, sent a package to all our
panel members, including excerpts from your March 4
meeting and a draft practice note entitled,
“Treatment of the Parties During Hearings”. This
package was provided a little while ago to your clerk,
and some of you may have seen it.
We plan to issue a final version of the practice note
after assessing our panel members' rather extensive
response about this thing so far. It's
taking us quite a time to respond in kind to our panel
members' very conscientious response to this.
Suffice it to say, today I would like to quote
two paragraphs from Mrs. McGrath's and my message
accompanying the draft practice note and so on to our
panel members, where it says:
Our mission statement puts service to the parties at
the forefront of our mandate, and expresses our
commitment to treat them equally, fairly, and with
understanding, respect and dignity. And, frankly, we are
proud of our record or achievement and have great
confidence in the deep commitment of all of us—Panel
Members, Commissioner, Deputy Commissioner and
OCRT/BCTR staff alike—to our mission statement.
[Translation]
We are all aware of the complex factors at play at a review
tribunal hearing, and of the myriad vulnerabilities and
disadvantages experienced by appellants as they make their way
through the CPP decision-making process. These combine to create
expectations that are sometimes impossible to satisfy. However, we
also recognize that the perception of fairness is central to our
work and is a standard by which we are judged.
[English]
Eighth, and on the important question of delays in our
part of the appeal process, here is our perspective in
a nutshell.
Currently, it takes about 6.7 months, on average, for us
to receive and process an appeal and hold a hearing.
We're making efforts to reduce these throughput times,
recognizing that some of this time is
mandated by a statute governing our operations.
Honourable members may realize how an instant and very
quick turnaround is not always in the interests of our
disability appellants.
Finally, Madam Chair, may I just draw your attention
to the data, which I believe you have all received a copy of.
The Chair: I don't think we have the data, Peter.
Mr. Peter Smith: We have extras if you wish. It
was separate, not an attachment. Mr. Scott was saying
he didn't get it.
Frankly, some of this material we could not
aggregate until very recently in terms of our computer
appeals management system. It was first
designed to do the basics of the logistics of
coping with this enormous increase in the number of
hearings, but it's just in the last year that our staff
have been able to take time from that, having achieved
that part of the program design. They are now
able to give us some performance indicators and
management information.
I'm grateful to Ms.
Head, as part of her general counsel duties, for helping
to prepare this for the committee.
• 1555
Very briefly, the first graph on page 1 shows you the
growth in appeals, cresting last fiscal year. We quite
honestly do not know whether the slight downward dip
in total appeals received is a trend
as yet. Early indications this year suggest about the
same level or slightly below last year's level on
appeals received, but we don't know that yet.
The pie chart on page 2, and I'm sure this is
not news to you, indicates
the degree to which we, as a result of the appeals
received, are very much in the business of appeals in respect of
disability. The disability benefits of the Canada
Pension Plan are an overwhelming preoccupation.
Page 3 shows a little bit of good news in
the sense of a steady increase in our productivity, if
we could even call it that, in an area of social
decision-making. I sometimes wonder whether we should be
using these private sector bits of language, but it
seems to be the norm today.
Our productivity, measured in total hearings held,
from the first year's lowest to last year's record of
9,706...the good news, I submit, is the dip in the top
line. It is holding out on the promise that we will continue
to have success in reducing what might be called
an inventory of cases in process but not heard.
On page 4, I hope there is also a bit of good news;
certainly, in our tentative judgment it is. It
demonstrates that last year, for the first time since
the first full year of operation in 1992-93, we were
able to hold about the same number of hearings as the
number of appeals received in the system. I'm sure
you appreciate the fact that if we continue to perform
that well, we will even out and reduce the throughput
times and serve people in a more timely and
better fashion.
The remaining four graphics are the kinds of tables
that will be in our next annual report, which we hope
to produce by the end of the summer. Page 5
gives you a run-down of these four remaining graphics
in respect of the last fiscal year's
full year of operation.
On page 5, you may wonder about
this figure of 2,005 for reversals and withdrawals.
It's not in a legal sense that we can
call them settled; they are the
result of offers to settle. After the appeal has been
received by us, but before the hearing, the department
in many cases offers, in effect, to settle the
appeal. More technically, it's called a
“reversal”, because the department, under a
minister's reconsideration, had previously decided to continue the
denial that was originally the decision at the initial
phase. That's a relatively large number, and it's an
interesting number.
On page 6, the pie chart indicates the degree to which
Ontario is the source of the majority of our appeals,
followed not too closely, as you can tell, by B.C.,
Alberta, and Nova Scotia. We do not have the capacity
to analyse such trends more fully than that, but
of course it has something to do with the
structure of the economy across the country and
different levels of economic development and so on.
Page 7 reports our basic numbers for
last year. We can say that the allowed and dismissed
percentages—23.6% were allowed and 69.7% were
dismissed—are quite consistent with the historical pattern over the
years of operation of the OCRT.
• 1600
Finally, we thought
you'd appreciate the breakdown of our panel members
from last year's data. For us, the somewhat
satisfying major demographic characteristic was that
44.6% of our panel members across the country were women.
We have to do better among lawyers.
We need more women lawyers,
but these two are busy.
I look forward to your questions.
The Chair: Thank you very much.
My immediate question is, how many people would have a
disability?
Mr. Peter Smith: How many of our staff?
The Chair: Panel members.
Mr. Peter Smith: We know some. We have not done
a statistical profile. Mrs. McGrath can
give us an idea.
Ms. Margaret McGrath (Deputy Commissioner,
Office of the Commissioner of Review Tribunals, Canada
Pension Plan/Old Age Security): We have a few who are
disabled, Madam Chair.
The Chair: We will begin our questioning with Miss
Grey.
Overall, I would love you to be
thinking about if we're going to make this system work
better, what your overall recommendations
would be, because it seems to be fraught with some frustration.
I have a big concern that you as the head
of this don't seem to have control in terms of the way
it's set up, in terms of who actually you're stuck with
and how you evaluate them and their reappointment.
Mr. Peter Smith: It is a difficult calculation. I
don't know whether stuck with...I wouldn't say stuck
with. Frankly, I've been in this post only six
months. Generally speaking, as a relative newcomer,
I've been very impressed by the kinds of people who have come
through the process.
Let me pose the question this way. If the essence of
the legal process of appeal is the independence of each
tribunal, each panel of three, per case, and if they are
not to be
interfered with and thus they provide natural justice and
so on, Mrs. McGrath shouldn't have
the powers of discipline because—
The Chair: Out of your presentation, the IRB has a real
performance appraisal that actually does
influence whether or not somebody gets reappointed. Is there
that procedure for you? Miss Grey has
complained that somebody was actually abusive to one of
the appellants. Are you asked whether that person
should be reappointed?
Mr. Peter Smith: We are not necessarily
systematically asked, but if we were to offer a view,
it would be very carefully listened to.
We have, I gather, consistently been asked,
and I have in just a
couple of instances since I've been commissioner...
You mentioned the
IRB procedure. Generally speaking, it's fair to say that
in a number of areas the IRB is very advanced
among the ministry of tribunals in Ottawa in the
federal system. In a number of areas, we are looking
to emulate some of their procedures. They got
there first.
The Chair: Does that need a change in the law, or
is that something you can do internally?
Mr. Peter Smith: May I ask Ms. Head as our
specialist in potential areas of reform for her
view on that?
Ms. Tina Head (Senior Counsel, Office of the
Commissioner of Review Tribunals, Canada Pension
Plan/Old Age Security): The commissioner could
undertake a system of evaluation of our panel members
without requiring an amendment to the CPP legislation.
It's a question of resolving organizational culture
issues, of practicalities.
For example, we have 306
members at the moment. We're anticipating having as
many as perhaps 331 or 333 members who are all part-time, whose
appointments generally average about three years. To
put into place a formal or even informal evaluation
mechanism for all 333 members who have rotating,
ongoing appointments requires some creativity and
a focus on the bare essentials.
The Chair: Okay, thank you.
Miss Grey.
Miss Deborah Grey (Edmonton North, Ref.): Thanks,
Carolyn.
I'll just follow along that same vein and
say thank you for coming. I appreciate all of you
being here.
Towards the end of your
comments, Peter—it's on the chart here that
Tina just referred to as well—you said you're aiming for
333 members. This is a part-time position and it's a three-year
appointment. How many days a year would they sit
on a panel, for instance?
• 1605
Mr. Peter Smith: It varies completely,
Miss Grey. It's volume. In parts of Metropolitan
Toronto, it would be three weeks a month for about half
the year. In other provinces and in less metropolitan
centres, it would be once every two months. These are
groupings of hearings—Tuesday, Wednesday, Thursday,
three hearings a day, so a total of nine.
Miss Deborah Grey: Okay.
Mr. Peter Smith: It is a key point,
actually, if one wants to get into it, that these are
all part-time. So translating the successful
performance appraisal system of the IRB to an
exclusively part-time operation raises some questions.
I'm sorry, I may not have answered Miss Grey's
question fully.
Miss Deborah Grey: I think my next point is to
say if there are no absolutes, no evaluation
mechanisms... You're accountable to somebody.
Mr. Peter Smith: No formal ones.
Miss Deborah Grey: I suppose.
Mr. Peter Smith: We do have a complaints
procedure, which is quite simple, and if you want me to
sketch it I will.
Miss Deborah Grey: Yes, but who does the
complaining? The appellant? So the complaint
always has to come from—
Mr. Peter Smith: It's any party, but
generally speaking, the appellants. But I have to say
maybe more appellants should complain in the form of
writing a letter than have, because I'm pretty sure
that 30 people a year out of a total of 9,000...
Miss Deborah Grey: It's pretty slim. I bet each
one of us would swear up and down we've had those 30
people in our own offices.
The Chair: We know those people.
Mr. Peter Smith: I don't know whether an
administrative tribunal should be in the business of
promoting complaints to itself, but certainly
appellants and other parties... We've even had one
complaint recently from a minister's representative
about the behaviour of a chair, for example. We have
to honour every complaint from parties. But in regard
to the question, we don't click in the complaints
procedure if it is someone else acting on behalf of...unless
that person is a recognized representative of
the appellant, for example.
Miss Deborah Grey: Regarding the fact that these
people are all independent, obviously there's some
training given to them about what they are looking for
and what some of the criteria are. You say in Ontario
there are 138 of them. In my province of Alberta there
are 23.
If you were to correlate that... You say there's no
way you can correlate that, really, because of the
volume, or because of this or that. Could it be—and I
don't want to be cynical—that somebody says there's a
panel that we can kind of get by? Do they have any
bottom line or any top line of where they can go with
this? Or do they say, well, this is a case where we're
going to award as much as we can, or they're
parsimonious so they say no, you don't get it? There
have to be some mechanisms in place whereby you say,
wait a minute here, these are some of the common
denominators we're going after.
Mr. Peter Smith: We do indeed have some
mechanisms in terms of in-service professional
development.
This year, for example, we will be doing
three national workshops. One of the goals of the
workshops is the natural goal for an administrative
tribunal, which requires a judicial body to provide
consistency in decision-making.
The Chair: Is the workshop compulsory?
Mr. Peter Smith: It is compulsory for
those members we invite.
Miss Deborah Grey: If you're going to be
consistent, don't you think you'd have to do it across
the whole gamut?
Mr. Peter Smith: We of course do that at
the original training level.
Miss Deborah Grey: Once.
Mr. Peter Smith: It's
intensive, but you're right, it's just once.
Miss Deborah Grey: I'm a school teacher. If I
got set loose just once, saying, go at her, Deb, it's
all yours for the next however long because you have
your permanent teaching certificate now, I would think I
was pretty well on easy street.
Mr. Peter Smith: As a former
teacher myself, though, I realize the possible
salutary effects of the peer group, if you will, the
checking of one member by two others. There's a good
deal to be said for that kind of collegiality,
especially when you're dealing with legal and health
professionals, who are accustomed to the self-regulation
and peer assessment model. Maybe that saves us
sometimes.
May I ask any of my colleagues if they
would like to add anything on this very important point
of training and retraining?
Ms. Margaret McGrath: We talked about
orientation sessions. We start with an orientation
session, and it's a very intensive three days, orienting
newly appointed members to the legislation.
Once they're out working and they are constituted as
members of the tribunal in a particular area, there's a
dialogue that goes on continuously between that
tribunal and our office. We are available
almost from 6.30 a.m. until 8 p.m.
• 1610
Mr. Peter Smith: It's a hotline.
Ms. Margaret McGrath: It's a question of the
learning curve being long, and at the initial
orientation session we don't expect that we can cover
very much.
The dialogue that goes on is over the phone and it's
often by practice notes; it's the decisions when they
come in. We have an opportunity then to discuss, and
some will phone and ask, is this the sort of thing
we should be writing? So there's no end to the
training. It's going on constantly.
Miss Deborah Grey: Okay. Let me jump one step
farther and say, to whom are you accountable? You
said you're completely independent; you're not under
the minister's—
Mr. Peter Smith: No, I didn't say completely.
Miss Deborah Grey: Okay, excuse me, then.
You're not subject to ministerial accountability.
Mr. Peter Smith: I think it's fair to say that no
one, not even the Auditor General, is completely
autonomous in the Canadian system.
Miss Deborah Grey: That's my point,
Peter.
Mr. Peter Smith: It's a question of degree.
Miss Deborah Grey: To whom are you accountable?
Mr. Peter Smith: In a very direct sense, Ms.
McGrath and I are appointed by the governor in council
on the recommendation of the Minister for Human
Resources Development Canada, and there is an anomaly, actually,
compared with most other people in this kind of work;
the statute requires the minister to set the salary.
So that's a relatively clear and important power.
Miss Deborah Grey: To whom are you responsible and
accountable?
Mr. Peter Smith: Ultimately to
the governor in council, I would argue.
Ms. Margaret McGrath: You can go farther and say
to Parliament, which created us in 1992. We are
responsible to Parliament.
Miss Deborah Grey: Yes. You can appreciate
that the buck has to stop somewhere. In your remarks
you brought particular attention to the fact that you
are not under ministerial responsibility.
Mr. Peter Smith: In the same sense as,
for example, officials of the department are, there
is an administrative reporting relationship, as well as,
if you will, the appointive part of it.
If you would like to continue to pursue this, I would
ask Ms. Head to shed further light on to whom we are
responsible.
Miss Deborah Grey: We all need to be accountable
to someone, and I'm sure that you folks like to have
that chain of command clear in your heads.
Tina.
Ms. Tina Head: I think Peter has actually already
covered it. In the administrative sense, he's
accountable to the minister, who in turn is responsible
to Parliament for the performance of the office, and
ultimately, as appointees of the governor in council,
the commissioner and the deputy are accountable to the
governor in council.
Miss Deborah Grey: If you folks could change
something about the CPP disability scheme right now,
what would it be?
Mr. Peter Smith: The current policy?
Miss Deborah Grey: Yes.
Mr. Peter Smith: You're asking members of an
administrative tribunal to comment on policy?
Miss Deborah Grey: I sure am.
Mr. Peter Smith: I know, and you're pursuing it
rather directly and effectively.
I would address first—and Mrs.
McGrath may also want to give you some views—that in
our own mandate it really is proper for us to comment,
generally speaking, although I think there is a
residual right of the commissioner and/or the deputy
commissioner to comment on policy anywhere, in our
annual report or whatever, but we won't all agree with
this.
Miss Deborah Grey: We want to stick with the
CPP disability problem, Peter. That's all we want to
do.
Mr. Peter Smith: I understand.
Miss Deborah Grey: We just want to fix it.
Mr. Peter Smith: If there were to be one change of
direct relevance to the quality of service to
appellants that we provide, it would be in the area of
earlier parts of the process specifying fully and in
detail to the appellant the reasons for denial, which at
a general level—I have many years of volunteer service
in the human rights area—I think would be a fuller
provision of the basic human rights of the clients of
the system.
I know that is an area that is currently being studied
by the department; indeed, a pilot project
is underway in a couple of provinces on this general
area. But that would arm, if you will, our appellants in a
fuller sense, because in the current process, the hearing
itself, the first step, aside from our chairs introducing
the hearing, and so on, is usually the
tabling of what is called the minister's argument
document, but that's just the beginning of the hearing.
The appellant hasn't had access in terms of
information, in letter or otherwise, until that
point as to the precise or more detailed reasons for
the earlier denials.
• 1615
It may have to be implemented
gradually if it is implemented at all, but I think that
would be a very important change directly affecting our
part of the process, and it's certainly our prerogative
to talk about our part of the process.
Miss Deborah Grey: That's what I was asking. Thank
you for—
Mr. Peter Smith: Mrs. McGrath, might want to expand on
that.
Ms. Margaret McGrath: As the commissioner said in
his opening statement, we are the first people an
appellant will see in this whole process. We are the
first body they can tell their story to, and often
our panel members have to focus on the actual issue of
the disability appeal. Sometimes they're not well
informed because of lack of information and often, as
Mr. Smith just said, the denial letter just says, you
have been denied the benefit. It could go a long way
to saying why. But some of the work our tribunal
members do is that they have to go back and deal with
this at a hearing.
If I had a magic wand, I'd like appellants to know
early on that they have a contact with people, to
discuss the merit of an appeal, and what are the
criteria necessary in order to meet the
eligibility requirements, which are very stringent and
have become more so recently.
So if there was contact early on at that level, at
the initials, I think it would make our work a little
bit easier and perhaps reduce the number of appeals
we do get.
The Chair: Thank you.
Miss Deborah Grey: Can I ask one more quick
question? You say they work part-time three weeks a
month for half a year in Toronto. Do they all get the
same salary, a yearly salary, or is it so much an hour
or a day?
Mr. Peter Smith: There is a per diem, which is a
little higher for the lawyers because they are given
the additional chair duties and the primary
responsibility for recording the reasons for the
decision, and actually writing the decision.
Miss Deborah Grey: How much are those per diems?
Mr. Peter Smith: It is $325 for the general members and
the medical members, which as you might appreciate is
quite low for a medical professional, and $450 for the
lawyer/chairs.
Miss Deborah Grey: Great, thanks.
Mr. Peter Smith: So it's very much on a per diem
basis, plus relevant expenses. And it's only the day
of the hearing; it's not case preparation, as Tina has
pointed out, which is very important.
Miss Deborah Grey: How do you maintain that kind
of part-time job and say to somebody else, shucks,
I'm busy here. You must have some pretty
understanding employers or people with case practices.
If I were the lawyer or the doctor, do I just say,
sorry, I can't see you today because I'm sitting? Is
that how they deal with it?
Ms. Margaret McGrath: We give them a lot of lead
time, at least a month. We make up our rosters three
and four months in advance. We know where we're going
to be going, and we also ask our members to keep us
apprised of their commitments and their agendas.
It's a job for one person actually in our office.
Miss Deborah Grey: Do you sit in on the hearings
ever?
Ms. Margaret McGrath: Not very often,
unfortunately.
Miss Deborah Grey: Would you like to?
Ms. Margaret McGrath: I'd love
to, but we have to deal with those decisions once they
come into our office. When you have 1,000 a month,
you don't get a chance to roam the country very much.
Mr. Peter Smith: We should have mentioned in the
earlier discussion, in terms of checking inappropriate
behaviour, that when we have time, monitoring and going
out on the road and meeting in small groups and so on
is wise. Ms. McGrath has had some time to do that.
Madame Favreau has had this
year...but generally speaking, we're in an operational
context of each month delivering.
Miss Deborah Grey: Good, thank you.
[Translation]
The Chair: Ms. Dalphond-Guiral.
Ms. Madeleine Dalphond-Guiral (Laval Centre, BQ): To what do
you attribute the truly remarkable increase in the number of
appeals filed between 1992 and 1999? What could possibly explain
this increase?
[English]
Mr. Peter Smith: I think the practices of some
provincial governments—although I can't say that we as
the OCRT have analysed this, Madame; we don't have time
to do that and it's not part of our mandate to do
it. But it's certainly reasonably clear to us that some
provincial governments have, maybe increasingly,
adopted the general operating procedure for some of
their disability social services clients,
possibly—I don't know—workers' compensation clients,
that they should apply to CPP disability.
I'm told that some indeed have studied the practices
of private insurance companies recently, in the last two
or three years. We haven't analysed this, so I don't have direct
evidence, but I'm told that there are some corporate
practices that are basically leading to an insistence
by the private insurance companies that their
disability policy-holders apply to the CPP.
The Chair: And appeal.
• 1620
Mr. Peter Smith: And appeal. My guess is those
are two areas resulting in the large growth, the
exponential growth.
[Translation]
Ms. Madeleine Dalphond-Guiral: According to your chart, there
are only 12 panel members in Quebec. Therefore, I have to conclude
that there are very few appeals filed in Quebec and that the ones
filed originate with employees of companies tied to the federal
government. That would explain this figure. In Quebec, we have the
Régie des rentes which performs the same functions.
Have you compared to the two systems? What have you found? It
seems to me that a very large number of appeals are rejected. Do we
see a similar pattern in Quebec? Are the reasons given for
rejecting the appeals similar or quite different?
[English]
Mr. Peter Smith: I'm happy to say that Madame
Favreau has just recently done a study of comparison—
[Translation]
Ms. Madeleine Dalphond-Guiral: I saw it on his face. It was
almost as if the question had been prepared in advance.
Some members: Oh! Oh!
Ms. Chantal Favreau (Legal Counsel, Office of the Commissioner
of Review Tribunals, Canada Pension Plan/Old Age Security): There
are some differences. Allow me to answer that question in French.
Ms. Madeleine Dalphond-Guiral: That's fine with me.
Ms. Chantal Favreau: I thought it would be.
There are some differences in terms of the appeals system. I
don't have the exact figures for Quebec, but I do know that under
the CPP, there are three levels of appeals or decision-making,
namely the minister, the Review Tribunal and the Pension Appeals
Board.
In Quebec, decisions are rendered by the Régie des rentes.
These decisions are subject to review and can be brought before the
administrative tribunal. This system was implemented on April 1,
1998. Therefore, Quebec has one less level of appeal.
Under the CPP, decisions are generally rendered by licensed
nurses, whereas in Quebec, they are made by doctors. As I
understand it, 15 doctors are currently employed on a full-time
basis with the Régie.
Another fairly notable difference between the two systems is
in the definition of the "substantially gainful". Quebec's Régie
des rentes specifies an amount, whereas the CPP does not. Again,
boils down to a matter of interpretation.
Filing deadlines are also different. Under the CPP, the
deadline is 90 days at all levels of appeal, whereas in Quebec,
people have one year to request a review by the Régie des rentes,
and subsequently, 60 days to appeal this decision to an
administrative tribunal.
There are also jurisdictional differences. We administer the
Pension Act and the Old Age Security Act, whereas the Régie des
rentes oversees four different pieces of legislation.
Another distinction can be drawn on the basis of age. Under
the Régie des rentes, a person 60 years of age and over undergoes
a somewhat different test to determine his level of disability then
does a younger person. An assessment is done on the basis of his
actual job, not on the basis of any job, as is done under the CPP.
Unfortunately, I don't have the figures showing the number of
applications, but I've been told that last year, Quebec's Regie des
rentes received 6,500 applications. I'm not certain what percentage
of these applications were directly tied to requests for disability
benefits, but my impression is that the percentages are similar for
both systems.
Ms. Madeleine Dalphond-Guiral: What are the grounds for
rejecting an appeal? I would think that people applying for
disability benefits have been advised by their doctor or employer
to do so.
Ms. Chantal Favreau: Appellants often tell us that their
doctor has determined that they are unable to work for a particular
reason, either because they suffer from an illness, from back
problems or from some other ailment. However, medical reports
rarely comment specifically on the person's ability to work. The
test that we administer is not designed to evaluate the illness as
such, but rather a person's ability to be gainfully employed.
That's where we encounter the biggest problem.
Appeals can be rejected for two reasons. Firstly some people
fail to meet the eligibility criteria in terms of CPP
contributions; secondly, some people do not satisfy the criteria
for a severe, prolonged disability. People seem to have some
difficulty understanding that decisions are really tied to a
person's ability to work, and not to his ability to continue doing
the same work as before or to the fact that he is having problems.
Every single person with heart problems will not necessarily
received disability benefits. Our job is to determine if the
illness is preventing that individual from working. The problem we
often encounter with medical reports is that they are not clear on
whether the person in question is able to be gainfully employed.
• 1625
Ms. Madeleine Dalphond-Guiral: Have you considered ways of
enhancing health-care professionals' understanding of the system?
There must be significant costs associated with handling these
appeals, not to mention the anguish and worries experienced by
workers awaiting a decision. Have you considered any kind of
continuing education for them?
Ms. Chantal Favreau: Certainly there are steps that we could
take. Currently, we are focusing on providing better information to
appellants at the start of the appeals process. Appellants should
be aware of whether they meet the criteria in terms of CPP
contributions as well as a number of other conditions. The more
information they have, including information as to why their
application for disability benefits was initially rejected, the
better able they will be, from the outset of the process, to decide
whether it is advisable or not to continue with the appeals
process. They will also know if there is anything more they need or
if any information is missing.
We believe it's very important to involve the appellant in the
decision-making process and to provide him with the facts he needs
to make well-informed decisions. We could even be in touch with
doctors to let them know what kind of information we need. Our
regulations clearly stipulate the kind of data we need to get from
doctors. We want facts relating to the diagnosis, proof of the
disability, a description of the treatment administered and an
assessment. Often, all of this information is not contained in the
medical reports. When that happens, we refer them to a particular
provision in the legislation and direct them to answer these
questions so that we can have a better overall idea of the
appellant's physical or mental state.
Ms. Madeleine Dalphond-Guiral: Thank you.
Ms. Chantal Favreau: You're welcome.
[English]
Mr. Peter Smith: May I just add briefly, Madam Chair,
that I believe the income security programs
branch has been working on a plan to engage the
Canadian medical community more specifically on these
questions of definition and so on of disability under
the CPP. There have been plans discussed by my
predecessor, Mr. Stuart, that we would play a
role, somewhat like I believe Chantal referred to, in
possibly a modest advertising campaign in medical
journals on some of these matters. But we have as yet
not done so.
Take that as a representation.
The Chair: Mark.
Mr. Mark Muise (West Nova, PC): Thank you, Madam
Chair. Thank you to our guests. I think it's very
important to note that we saw a lot of problems with
the CPP, and it's important that the review tribunal be
here to understand what we're faced with and probably
get a more first-hand feeling for what people in the
community are faced with.
There are few things that upset me or cause me to
be... I'm not going to be as firm as I would want to
be on this issue, because this is a very serious issue
that puts people, Canadians, through a whole lot of
difficulty and in my opinion through a process that
doesn't need to be as difficult.
I'd like to make a suggestion. The question was
asked why there was the huge increase
from let's say 1993-94 to 1999. One point that I
think was missed that should probably be there is the
fact that the federal government or CPP is saying, we
don't want to pay for these things so we're going to shut
it down.
It's sending the people to a different
level. It's putting an inordinate amount of work on
your shoulders. The costs don't go down. If anything,
they go up because the tribunal has a lot more expense.
In many cases, you have to repay these people with
interest. The system puts Canadians through a process
that is very frustrating and in the end doesn't
accomplish a whole lot except spend a lot of Canadians'
dollars that could be put to better use, namely to the
people who would qualify.
• 1630
Ms. McGrath, I really liked your comment about putting
the people who come to the appeal process in touch with
a human being who could explain the situation, because
one of the jobs we're faced with in our office is
explaining the system. Once they are refused, we have
to sit down with them, or explain on the phone about
the definition that Chantal just mentioned, about severe
and prolonged, how it has to prevent any work, etc., and go
through the steps that are required. In my opinion,
that should not be our job. It should be the job of
either CPP or the review tribunal. So that creates a
problem.
The other concern that we're told about is the attitude
of panel members. I think that's something
the review tribunal should address very
directly and should do immediately. If there
is training but the problem is ongoing, there should be
more training. Yes, you have a large number of
people, and yes, there's not enough time, but we owe
it to the people we work for. I make a
strong recommendation that it should be addressed.
You touched on another issue and wondered
why there weren't more complaints. People are
financially, emotionally, physically, and health-wise
drained. First, they are drained when they apply.
They're further drained by the appeal process. Why the
heck are they going to make a complaint?
That's the reason. So I take it as my responsibility
to make a general complaint today. And please don't
see this as me sending this bad piece of information to
you, but it has to come out. I think we owe it to
the people we all ultimately work for to address.
Peter mentioned that the minister
doesn't get involved when it reaches the appeal
process. If we look at page 5, at the
reversals, he might not get directly involved in the
appeal process, at the appeal itself, but be it through
intervention from us or additional information given to
the minister, he in fact does do reversals. In a
sense, when he sees it's getting closer to the
ultimate decision, he does make a reversal. So
what you said was true to the letter, but in fact
there's more to it than that. When he sees it's
getting closer, why put these people through that? Why
go through the expense? Why put Canadian taxpayers
through that expense?
There's more, Madam Chairman, but I think I've had my
say for now.
The Chair: Hopefully, we might get around to
you again, Mark.
Hon. Andy Scott (Fredericton, Lib.): Thank you
very much. In recognition of the fact that this is
your first appearance, I hope we haven't disappointed
you.
I'm curious about the numbers of people. The
complaints we get have to do with the difference
in definitions. It's not your fault or your problem
specifically, but you can appreciate people who are
involved in a lot of this. It's just the government.
Probably, it's workers' compensation, it's disability
tax credits, it's CPP disability; somehow I'm
disabled over here and I'm not disabled over there. It's
a very difficult thing, and we get a lot of that—I
presume we all do.
I understand the difference, in
terms of what it is that each of these particular
programs is designed to identify, and so on, so I
understand the distinctions. Having said that, are
there any efforts or is there any collaboration in the
context of how we come up with these definitions?
That would be one question.
• 1635
The other major complaint we get is just the time it
takes and so on, and it occurs to me that one of the
problems in the time it takes is the number of people
who actually go through the system, who take the time and
incur the cost Mark has referred to, and who are there out of
desperation more than out of disability.
There are people who go through this and are turned
down and they appeal, and after having gone through all
of this, they haven't gotten anything.
Some will acknowledge to me that they really don't
think they're disabled as much as they just can't work.
They used to do something that physically they're
no longer able to do. I think they understand that the
definition is not about that, but they don't have
anyplace else to go.
So, consequently, this would be one of the questions
that would arise. I know this is a policy issue
and it's really not your responsibility to even
think about these things, but, hey, you only get one
chance every decade, so we'll let you have a go at it.
If we in another
committee or in the whole committee were to look at the
problems faced by older workers, I would have to assume that
the absence of a comprehensive program for older
workers has a huge impact on the volume and therefore
the time it takes for the people who actually are
deserving of a disability treatment to get it. So you
can inform the committee's work on older workers as to
the need to deal with that problem in a way that solves
your problems as well as ours.
Mr. Peter Smith: Certainly, Madam Chair, Mr. Scott
is correct in that quasi-judicial tribunals don't too
often stray into the area of prescriptive policy.
On the first question of policy collaboration on
definitions and related matters, I think he's correct
that it doesn't fall within our turf. I think Mr.
Rabinovitch informed you and we are aware, from what
we've been told by the branch, that there is a
considerable stakeholders' exercise going on. In fact,
we've just looked at a document that is to be one of
the base documents in discussions across the
disability-providing community, if you will, or sector.
But that is more naturally led by the department than
by us.
I must say that we should possibly be taking
the time ourselves, and I've asked Ms. Head in
particular, in addition to all her other duties, if she
couldn't expand a little bit our outreach and
networking among at least those stakeholders most
directly relevant to our part of the process.
On the time delays and so on and the program for older
workers, do my colleagues have anything they would like
to respond to—
Mr. Andy Scott: Maybe I can make the question
more precise.
Mr. Peter Smith: Yes.
Mr. Andy Scott: I've
seen 50% as a sort of ballpark figure in terms
of people who appeal and who at the end of the process are
or are not successful. Wasn't the number about
that?
Mr. Peter Smith: Mr. Rabinovitch's numbers, which
we have not verified, suggest that 9% of those who
initially apply for CPP disability begin the process
with us, and a percent of that group proceeds to the
PAB. So his basic submission to you, I believe—and
we do not have the capacity to analyse the whole
thing—is that 91% are dealt with at the first two
levels. I believe that's correct.
Mr. Andy Scott: I think it's more a
question of at some point in the process there was a
50-50 delineation, and I don't remember where it was.
I think you can probably help me get by the numbers I
don't know. What I'm really trying to get to is that
there are a number of people who would seek CPP disability
right from the beginning. There are a number of people
who don't get it and don't bother to appeal. There's a
whole bunch of things. What I'm arguing or
suggesting is that a lot of that is desperation-driven
rather than disability-driven.
As the desperation continues to exist, those
people go through the system. I think you could almost
tell from the very beginning that there's very little
likelihood they are going to end up with this, but
they don't have anyplace else to go.
Some of them, as you noted,
are there at the request of third-party insurers. I
know in the province of New Brunswick they are
there at the request of income assistance. In order to
qualify for income assistance, it's on the record in
our province that they have to demonstrate that they
have been turned down by CPP disability. Consequently,
the system has taken a number of people.
• 1640
If there were a
program for older workers that relieved
the pressure, what would it say? That's what I'm
trying to get to.
Mr. Peter Smith: In the process as we see it—
Mr. Andy Scott: What does it cost to go through
this whole system and in the end be turned down?
If there were something else more appropriate for these
people to do, in addition to the savings
in terms of the problems we have with time, it also, I
suggest, would save the exercise of having to go
through this whole thing driven by desperation. Does
anybody have any idea what it costs to go through the
system?
Mr. Peter Smith: I regret to say that I don't believe
we have, but I think there would be considerable merit
in exploring the concepts you've introduced, Mr. Scott.
Just thinking out loud, given the goal of lack of
information that Ms. McGrath and I have identified, at
the very least a concentrated program for older workers
would maybe level it a bit more for these Canadians. But
in terms of the costing of it, I'm not—
Mr. Andy Scott: My interest is not necessarily
driven by some sense that it's overly costly. My
interest is driven by the fact that it takes a long
time, and part of the reason it takes a long time
is that there are people in the system who perhaps
might not be there if there were something else
they could do or another program they could
pursue. But in its absence they have no choice but to try
to get a disability pension.
This is on the grounds
we are all very familiar with, which are: “I used to work in
the woods; I can't do it any more. I'm not educated
enough to do something else, and therefore I must
qualify for disability because I'm too disabled to work
in the woods.” That doesn't meet your criteria, but it
certainly meets that of all of my constituents. Consequently, if
there were a program for older workers to deal with that
person, you wouldn't see them, and the people who need
disability wouldn't have to wait in that line.
Mr. Peter Smith: They would be receiving faster
service.
Mr. Andy Scott: Yes.
Mr. Peter Smith: I can certainly see that outcome.
The Chair: In the black and whiteness of what
you're allowed to do within the legislation, I have had
a big interest in partial pensions, which isn't part of
your mandate, but there seem to be lots of conditions
where that would seem like the kind and fair thing to
do. There are people recovering from cancer who can't
possibly do a full day's work, but they get turned down
because they don't meet the criteria. We don't have any good
tools for fatigue. We don't have any good tools for
preserving one's immune system, where people just
instinctively know that if they go flat out, they get
sick. I wouldn't want to be in your position and
actually be on these panels of people who have to make
black and white decisions about things that rarely are
black and white.
So I have an interest in how we could free this up to be
fairer for the people who just won't fit this very
strict criteria.
Just in terms of that concern, as a
physician who has filled out these forms for a long time
and who has helped people with appeals, I had this sneaking
suspicion that the people who had the money to appeal
were quite often from the third party side and that
there were a whole bunch of people who would take huge
coaching and encouragement from me to
appeal, because they weren't sort of sophisticated people.
I think this is what we were trying to ask Mr.
Rabinovitch. If 67% are turned down the first
time and then we lose a whole bunch who don't appeal,
are we actually looking at these people who aren't
appealing in a sort of exit interview to find out why
they didn't appeal? Did they not think they deserved
it?
Did they not
think their disabilities were severe and prolonged, or
could they just not stomach the idea of getting a
lawyer and doing all the stuff it would take? I keep
thinking that maybe the people who come to you
sometimes aren't the ones who need you.
• 1645
The other question we asked, in the original form...
I've talked to experienced panel members who say, when
they start seeing those letters copied to the whole
world—to the insurance companies and all of these
people—they know it's a third-party vehicle. Would we
not be better to just put a tick-off box at the top of
the form saying “Did somebody ask you to apply?” For
the less experienced panel members, would that give
them a little bit of a leg up that this was just one
that would be sent along, as Mr. Scott has said,
and waste all of the resources?
These people didn't qualify from the beginning,
and we waste all this money on an appeal process that
would have been better spent on somebody who actually
deserved it, but maybe didn't have enough
sophistication to appeal. I guess I'm worrying that we
sometimes aren't getting to the people we need.
Mr. Peter Smith: These are enormously important
questions, and I think both Ms. McGrath and Ms. Head
would like to make some comments first.
Ms. Margaret McGrath: I'd like to add, Madam
Chair, that we do extensive counselling in our office
before they go before a tribunal. Our clients have a
1-800 line for four months. We walk them through the
whole process and they have information that will
detail exactly what is to happen, step by step.
At the other end, once the decision is made, we have
quality decisions that are issued. Often they will
touch on the sensitive areas Mr. Scott just talked
about. It is a frustrating process. We see that in
the quality of the reasons, and the tribunal will
agonize over the fact that this person doesn't meet the
eligibility requirements. We just wish that were there
at the front end, not at the time of the tribunal.
The Chair: In the continuing education of
physicians, there's something a bit insulting about
signing a form that says you think somebody
qualifies and then finding out you're wrong.
Doctors learn through case histories and case
examples, so are there certain ones that should be part
of continuing medical education, in terms of learning
about disability, that you could actually put out there
that say even though this person has had three
different cancers and this and that, they actually
don't meet the criteria? That's one I remember
fighting for. Is that a departmental thing that should
happen?
Mr. Peter Smith: I would think that might be both.
I certainly wouldn't rule out that area as a review
tribunal project, in terms of professional development
of professionals. Are there cases that help? I know
what you mean, in terms of the case orientation of
medical education, as well as legal
education, of course.
The Chair: Maybe I just have to do this venting.
Quite often the GP is the person who knows this person
best. You get some rather obnoxious orthopedic
surgeon as the expert witness, who doesn't really have
a clue about rehab or the natural progress of an
illness, or whatever. Because he has a few more
letters after his name, he will end up giving the
absolute death blow to this person's appeal because
he'll say something like, “If it didn't appear within
three days”—or whatever—“of the accident, then it isn't
related to the accident”, which is absolutely
incorrect. But because an orthopedic surgeon has said
it, this person doesn't have a chance.
Even in educating the panel members on the appropriate
role of various specialists, the rehab doctor or GP is
a far better witness when it comes to disability than
some of these high-powered specialists. Is that part
of the orientation?
• 1650
Mr. Peter Smith: The agenda is getting longer as
we listen, but Ms. Head may want to comment on the
cases side of it and the professional education side.
Ms. Tina Head: Just on this last point, what
you're saying reinforces, from our point of view, the
importance of having an in-person hearing with the
review tribunal, because their job isn't to just review
written medical reports. They need to take into account
the whole sum of the evidence, including what's brought
to the table by the person who's disabled, what they
say about their daily life, what they say about how
their condition affects their relationships and their
social interactions—their whole fibre and being.
We train our tribunalists to evaluate all of that
evidence. It's not just a question of a written
medical report.
But coming back to the question of the medical
reports, it's also not the case that specialists will
always trump a family physician or a general
practitioner in appropriate cases. It is something we
emphasize has to be approached on a case-by-case basis.
A tribunal will prefer what a general practitioner has
to say because they do know the person far more
intimately than somebody who's seen them once for a
quick five-, twenty- or thirty-minute visit.
However, there are occasions when a specialist is best
qualified to talk about whether there's precise
scientific basis for a particular aspect of their
condition. That will carry its appropriate weight in a
hearing. But we do our very best in our training to
remind our panel members that they really have to take
a look at the whole ensemble of the evidence. It's the
person you're dealing with, and it's not a question of
whose doctor trumps whom.
The Chair: The tool we quite often recommend—I
think we mentioned it before—is a day in the life kind
of diary that somebody applying would bring—or an
appellant. Is that something that could become a
regular tool, or is it included in the normal line of
questioning because it is an in-person kind of hearing?
Ms. Tina Head: Actually that's the genesis for a
lot of the questioning by our panel members that
sometimes causes the reactions we've talked about.
Sometimes that kind of questioning can feel very
intrusive and can touch on very intimate parts of your
being. When you're sitting in front of three perfect
strangers who are asking for that kind of detail about
your life and you've been through a lot of processes,
it can be interpreted in a way that the question wasn't
necessarily intended.
I can also say myself, from having reviewed countless
of our decisions, that it's frequently a matter of evidence
that the person comes to the hearing with a diary in
hand, and the tribunal does rely quite heavily on that
information. It's important.
The Chair: Thank you.
Mr. Peter Smith: On this question of specialists
and GPs, is there any jurisprudence we might think of
right now, Chantal? I'm putting you on the spot, but
it does follow. Do any particular cases come to mind
that might be part of continuing medical education, for
example?
Ms. Chantal Favreau: There are cases from the
Pension Appeals Board that deal with that same
issue. As Tina mentioned, there's no fast rule as to
whether or not the specialist or generalist will
overrule what's preferable. It's just on a
case-by-case basis. That information is available to
panel members as well as appellants.
The Chair: Is there a breakdown in terms of the
rapid advance of technology and the rapid ability for a
different kind of accommodation to be possible? Are
there certain conditions that maybe once were
compensable that now...whether it's blindness or...
Mr. Peter Smith: Less disabling, you mean, given
medical technology.
The Chair: Are there conditions that are now less
disabling just because of the ability of technology to
help these people? Is there an accommodation period
where somebody could actually... I think it's
the permanence or “severe and prolonged”... But
with a certain amount of time, somebody could actually
now learn how to deal with it differently.
Mr. Peter Smith: This is a difficult area that I
think arises in other areas of medical science. At
what point is there consensus in the health-scientific
community?
At least, that seems to lie behind a bit of the thinking
about disability appeal decision-making. Lying behind
that is, at what time is there consensus on certain
conditions?
• 1655
The Chair: So is there a breakdown that you would
have of how many hepatitis C, how many this, how many
that?
Mr. Peter Smith: Do you mean of our cases?
The Chair: Yes, by diagnosis.
Mr. Peter Smith: We do not have the capability
in our appeals management system at the moment to get
that kind of information.
It is something that could be secondary analysis, I
suppose. In other words, what have been the grant and
dismissal results—
The Chair: But whereas there might have
been lots of them for a while, now there may be a
lot fewer. I was just wondering if you would watch
trends in terms of what actually... And of course,
with the very controversial things like fibromyalgia
and chronic fatigue, if there were those kinds of
numbers to show some of the people who don't qualify
that a certain number of people have qualified, with
that same diagnosis, it would make them feel less
discriminated against.
Mr. Peter Smith: Tina has a comment.
Ms. Tina Head: In part, your questions take us
back to the point that the current criteria for
disability really is based on your capacity to work,
not on your having a particular condition. It's the
job of a tribunal in each case to take a look at the
individual and see how a particular condition affects
their particular capacity to work and what access they
might have themselves to resources in the community
that might assist them to get back to work. We have no
capacity to generalize or draw trends from that
information. Really, it is ultimately the job of a
review tribunal to look at that one individual, give
them their full attention, and assess whether for that
particular individual the resources, the supports, and
the skills are there to get them up and out to work
regularly, regardless of their condition.
The Chair: Has whether they've applied to CPP
or whether they have
a CPP disability ever been part of a health survey from
Statistics Canada?
Mr. Peter Smith: Not that I'm aware of.
Ms. Tina Head: Not that I'm aware of, but I haven't
seen the health survey questions for quite some time.
The Chair: Yes. There haven't been any for a
decade. But in the next survey, would that be
helpful?
Mr. Peter Smith: Yes, the one that I gather you
have discussed at earlier meetings of this
subcommittee. Indeed, resources are being put to it,
and so on. I think it would be very valuable, because
we're dealing with numbers that are quite significant
when you consider 60,000, 70,000, or 55,000 applicants
a year. We're dealing with an “n” in statistical
terms that is quite significant.
The Chair: Mr. Muise.
Mr. Mark Muise: I'd like to make this comment
because I think it's important—and this is my point of
view. I hope you don't see us here just to make your
life miserable. We have to deal with this on an
ongoing basis, and I think because it's your first
visit here and because you are maybe somewhat isolated
just by the sheer amount of work you have to do,
that's why you're hearing these things. We want to make
the process better, as you, I'm sure, want to do. So
what you're hearing today is not just us venting—that
really helps—but we're transferring to you what
we're hearing on the street.
I hope we have impressed on you how serious
an issue it is, but that we want to work with you
as well.
Mr. Peter Smith: I very much appreciate the
constructive orientation of your earlier remarks and
these. We do feel a bit isolated. We are not the
front-liners, as you can tell. We're the managers of
the system. But a number of our conversations with our
panel members have the same subject matter that you,
Mr. Scott, and others have presented here.
These are people who are very sensitive, generally
speaking, to the circumstances of the appellants, so I
think we are tous dans le même cul-de-sac at some level.
But we have certain constraints as an administrative
tribunal.
• 1700
Mr. Mark Muise: I think as managers it's your
responsibility to make sure those panel members are as
humane, fair, and gentle as possible, because we're not
dealing here with people who deal with administrative
matters on a daily basis. You sitting at this tribunal
can be very comfortable, because you deal with this
type of thing. But these people, as we said, are
drained, are sometimes very nervous, are not in great
shape in many ways, and they're having a lot of
difficulty.
Mr. Peter Smith: We continue to insist that it be
as informal a process and as non-court-like a process
as possible whilst maintaining some order in the
hearing room.
Mr. Mark Muise: Yes.
Mr. Peter Smith: We have rejected earlier plans
and ideas that, for example, our hearings would be held
in courtrooms across the country. That's out of the question
because of the additional intimidation of the
courtrooms. There's an example. When you look at it
as a first suggestion, it's a logical thing to think
that there are some empty courtrooms, so go and...
That's not very appellant friendly, to say the least.
Mr. Mark Muise: I've seen myself spending half an
hour on the phone with a constituent who has been
rejected, just going through the process that they need
to go through, for example, how to prepare, to bring
someone who is perhaps not as emotional as they are, to
have their doctor... And even if they must pay—and I
think they should be paid—ask details such as what you
do, what you take, what it does, what it affects, and
how it affects your day-to-day operations.
Mr. Peter Smith: Just to follow up on a comment
that Mrs. McGrath made earlier, we have three 1-800
client-line operators, and they are very busy.
Mr. Mark Muise: They are probably intimidated
by that as well.
The Chair: Mr. Scott, I think, had one last
question.
Mr. Andy Scott: What is the nature of the medical
members of the panel? What is their background?
I assume there are no orthopedic surgeons.
Mr. Peter Smith: I think that's a safe assumption.
There is a regulation made under the Canada Pension
Plan that has a very long list—I'm not sure of how
many—including—
Mr. Andy Scott: Generally, they would be nurses
or...
Mr. Peter Smith: The centre of gravity is RNs and
other experienced nurses, I would say.
Ms. Margaret McGrath: And a few medical doctors.
Mr. Peter Smith: It's difficult to get MDs, GPs
especially.
The Chair: You could pay their overhead for $300—
Mr. Peter Smith: No, quite frankly, it is not
close to a respectable per diem,
some might argue, for MDs. But
those we have, we value, and they have become coaches
and assisted others across the system. In terms of the
centre of gravity as it stands now, the majority of our
members are senior nurses, senior experienced nurses,
and they're very valuable too.
Mr. Andy Scott: You've broken this down by
province, but they travel outside the province.
Ms. Margaret McGrath: Yes, they do, but initially
they're here in their own regions. That's the whole
basis of the appointment process. They are appointed
for a region. That region could be fairly large. I
don't know if that answers your question, Mr. Scott.
Mr. Andy Scott: It does. There is a certain
efficiency if you have good people. They could go to
Nova Scotia, New Brunswick, or wherever. The idea that
they would have to be restricted... I didn't think
they were, and I don't think they are.
Ms. Margaret McGrath: They're not restricted, no.
The Chair: Thank you very much for coming. I
think there needs to be a place where people like
yourselves, who are the court of highest authority on
some of these things, actually re-engage in the policy
process, and I would hope that you actually do know
secretly what's not working. I hope that
we, as a committee, will try to figure out how we can
make sure that all of the people in your position are
consulted, and I hope you will make the call to
Statistics Canada to help them make sure that some of
their questions are helpful to you. We thank you so
much for coming. I think you have quite a challenge.
Thank you very much.
Mr. Peter Smith: Thank you for a very valuable
session.
Mr. Andy Scott: Brown envelopes are available on
the way out.
Mr. Peter Smith: As well as destinations for
late-night rendezvous.
The Chair: Thank you very much.
[Editor's Note: Proceedings continue in camera]